Capital Architecture for Founders,
Executives & Family Offices.
Founders holding concentrated equity require bespoke fiduciary protections. Moomoo delivers institutional infrastructure for Rule 10b5-1 programmatic plans, Section 1202 QSBS capital gains elimination, and corporate treasury management.
Fiduciary Solutions for Concentrated Holdings
Turn illiquid, high-risk equity concentrations into tax-optimized, resilient family balance sheets.
Rule 10b5-1 Algorithmic Execution
Establish legally binding, pre-scheduled execution algorithms with SEC Form 4 automated reporting. Orders are sliced into algorithmic TWAP and VWAP increments to eliminate market impact and prevent downward stock pressure.
Section 1202 QSBS Tax Elimination
Qualified Small Business Stock permits founders and early employees to exclude up to $10 Million or 10x basis in federal capital gains taxes. Our in-house fiduciary CPAs audit share issuance covenants and 5-year holding requirements.
Zero-Cost Equity Collar Hedging
Protect concentrated equity positions against catastrophic drawdowns without triggering immediate capital gains realization. Financing protective puts with out-of-the-money call premiums protects downside value.
Corporate Treasury & Runway Yield
Maximize return on venture capital runway and corporate cash. Deposits sweep automatically into multi-bank programs to secure expanded multi-million-dollar FDIC insurance while maintaining immediate liquidity for payroll.
Schedule an Executive Strategy Session
Meet directly with Marcus Vance, CFP® or David K. Sterling, CFP® at our Towson headquarters or via encrypted video conference to audit your concentrated stock exposure and Section 1202 qualification.